Standard Fee Schedule
 |
401(k) |  |
Payroll |  |
ShareBuilder 401(k) Plans
Our goal is to provide straightforward, affordable pricing without any hidden fees. Please take time to review the fee schedules. To get a custom quote for your business, click here.
 owner-operated |
 2–10 employees Safe Harbor |
 2+ employees |
|
| Plan Sponsor Fees | |||
| Setup* | $195 | $495 | $995 |
| Annual Administration | None | None | None |
|
Monthly Administration 2-15 participants 16-50 participants 51+ participants |
$15 per participant |
$95 |
$100 $150 $200 |
| Participant Fees | |||
| Annual Account Fee** | 0.75% | 0.75% | 0.75% |
| Distributions/ Withdrawals | $50/event | $50/event | $50/event |
| Loans | $75/loan | $75/loan | $75/loan |
| Transfer in-kind | $50 | $50 | $50 |
* Setup and annual administration fees may be eligible for a tax credit. Please consult your accountant or tax advisor for additional details.
** Account fees of 0.1875% are assessed at the end of each calendar quarter on a pro-rated basis. Account Fees may be higher if you are working through a third-party investment advisor. Please contact your investment advisor for details.
Custom Services
ShareBuilder offers full-service 401(k) plans. Should you require custom or non-standard services, those fees are listed below for your convenience:
owner-operated |
2–10 employees Safe Harbor |
2+ employees |
|
| Plan Sponsor Fees | |||
| Automated Clearing House (ACH) notice of change due to client error or non-sufficient funds | $50 | $50 | $50 |
| Determination letter filing | $75/hour | $75/hour | $75/hour |
| IRS submission fee for the determination letter | $300 | $300 | $300 |
| DOL or IRS audits | $600 base fee plus $100/hour over 5 hours | $600 base fee plus $100/hour over 5 hours | $600 base fee plus $100/hour over 5 hours |
| Custom requests and extraordinary services | $75/hour | $75/hour | $75/hour |
| Federal filing extension | $100 | $100 | $100 |
| Plan amendment | $100 unless otherwise noted | $100 unless otherwise noted | $100 unless otherwise noted |
| Roth plan amendment | $200 | $200 | $200 |
| Plan migrations | to PLAN4TEN: $250
to PLAN4MOST: $250 |
to PLAN4MOST: $250
to PLAN4ONE: $400 |
to PLAN4ONE: $400
to PLAN4TEN: $400 |
| Plan terminations | $125 | $600 base fee plus $50/participant | $600 base fee plus $50/participant |
| Plan transfers | $75/hour | $500 | $500 |
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