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Investment and Insurance Products Are:
Banking and lending products and services are provided by Capital One N.A. and Capital One Bank (USA), N.A., Members FDIC.
Investment products are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA / SIPC. Investment advisory services are provided by Capital One Advisors, LLC, an SEC registered investment advisor. Insurance products are offered through Capital One Agency LLC.
All are subsidiaries of Capital One Financial Corporation.
ShareBuilder 401k and Spark 401k are marketing names for Capital One Advisors, LLC.
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