|
Automated clearing house (ACH)
notice of change due to client error or non-sufficient funds
| $50 Per event |
| Determination letter filing | $1,000 Per event |
| IRS submission fee for the determination letter | $1,000 - $4,000 |
| DOL or IRS audits | $600 base, plus $100 Per hour over 6 hours |
| IRS/DOL Correction Program |
$250 Per hour, plus $900 government submission fee if required
|
| Custom requests and extraordinary services | $75 Per hour |
| Amended Form 5500 | $100 Per event |
| Federal filing extension | $100 Per event |
| Plan amendment | $100 Per event unless otherwise noted |
| Product migrations | $100 Per event |
| Plan terminations |
$1,500 Per event plus $75 Per participant with an account
balance
|
| Plan transfers |
$250 Per event for SoloK plans; $1,500 Per event for Group plans
|
| Plan restatement required by IRS due to regulation changes
(Infrequent) |
Fee will vary based upon requirements mandated by the IRS. The
last restatement price was $400.
|
| Distribution benefits
for death, disability or retirement
| $75 Per event |
|
Manual conversion of data (electronic conversion is not charged)
| $10 Per participant; $500 minimum |
| Multiple business/plan testing | $225 Per hour, if outside plan data is included |
| Asset certification letter | $150 Per event |
|
Employer calculation (if performed by recordkeeper - optional)
| $500 Per calculation |
| Plan design studies | $500 Per study |
| Plan merger | $600 Per event |
| Investment Conversion fee | $250 Per event |
| Spin off | $390 Per event |
| Year-end Correction | $75 Per event |
| Past Due Year End Fee | $75 Per event |
